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Due Diligence and Audit Assistance

Clarity, confidence, and compliance for informed business decisions

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In today’s business environment, transparency, accuracy, and regulatory compliance are critical. Whether you are raising capital, acquiring a business, entering into a partnership, or preparing for statutory or internal audits, thorough due diligence and structured audit assistance play a vital role in safeguarding interests and minimising risks.

Due diligence and audit processes involve a detailed examination of financial records, legal compliance, operational practices, and risk exposures. These processes help stakeholders identify potential issues, validate information, and make informed decisions based on reliable data.

At WIN, we provide comprehensive due diligence and audit assistance services to support businesses, investors, lenders, and management teams through every stage of review, verification, and compliance.

WHAT IS DUE DILIGENCE AND AUDIT ASSISTANCE?

Due Diligence is a systematic review of a business’s financial, legal, tax, operational, and regulatory status. It is commonly conducted during:

  • Mergers and acquisitions
  • Fundraising and investment rounds
  • Business restructuring
  • Strategic partnerships

Audit Assistance involves supporting businesses during statutory, internal, tax, or special audits by ensuring records are accurate, compliant, and audit-ready.

Both services aim to identify risks, confirm compliance, and enhance transparency.

WHY DUE DILIGENCE AND AUDIT ASSISTANCE ARE IMPORTANT

These services help businesses and stakeholders to:

  • Startups and growing businesses
  • Investors and private equity firms
  • Buyers and sellers in M&A transactions
  • Companies preparing for funding or IPO
  • Businesses facing regulatory or tax audits

Our Services

Our Due Diligence Services
In-depth evaluation to identify financial, tax, legal, and operational risks before investments or acquisitions.

Financial Due Diligence

Understanding the true financial health of a business.

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Comprehensive evaluation of financial position, performance, and sustainability.

What We Review

  • Historical financial statements and management accounts
  • Revenue recognition practices
  • Cost structures and expense trends
  • Profitability and margin analysis
  • Cash flow and working capital cycles
  • Debt, liabilities, and contingent obligations
  • Accounting policies and estimates

Why It Is Important

  • Confirms true business performance
  • Identifies hidden liabilities and risks
  • Helps assess valuation and pricing
  • Reduces post-transaction surprises

Tax Due Diligence

Identifying tax risks before they become liabilities.

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Evaluation of compliance with direct and indirect tax laws.

What We Review

  • Income tax filings and assessments
  • GST registrations, returns, and reconciliations
  • Withholding taxes and statutory deductions
  • Pending tax notices, disputes, and litigation
  • Tax positions adopted and exposures
  • Compliance with tax laws and deadlines

Why It Is Important

  • Identifies unpaid taxes and penalties
  • Prevents future disputes
  • Supports clean deal structuring
  • Ensures compliance continuity

Legal & Regulatory Due Diligence

Ensuring the business operates within the legal framework.

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What We Review

  • Corporate records and statutory filings
  • Compliance with Companies Act and other laws
  • Licenses, permits, and registrations
  • Labour law and employment compliance
  • Customer, vendor, and partner contracts
  • Pending legal disputes or notices

Why It Is Important

  • Confirms legal standing
  • Identifies compliance gaps
  • Prevents penalties or legal action
  • Builds investor confidence

Operational Due Diligence

Evaluating how efficiently the business operates.

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What We Review

  • Business processes and workflows
  • Internal control framework
  • IT systems and financial processes
  • Vendor and customer dependencies
  • Risk management practices
  • Operational scalability

Why It Is Important

  • Identifies inefficiencies and gaps
  • Highlights operational risks
  • Supports integration planning
  • Improves business efficiency


Our Audit Assistance Services
Expert support for statutory, internal, tax, and special audits.

Statutory Audit Assistance

Preparing your business for statutory audits.

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Our Assistance Includes

  • Audit readiness assessment
  • Preparation of financial schedules
  • Coordination with statutory auditors
  • Responding to audit queries
  • Timely completion of audits

Why It Is Important

  • Reduces audit delays
  • Ensures legal compliance
  • Improves audit outcomes
  • Minimises audit stress

Internal Audit Support

Strengthening governance and internal controls.

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Our Support Includes

  • Risk-based audit planning
  • Process and control testing
  • Compliance review
  • Identification of control weaknesses
  • Practical improvement recommendations

Why It Is Important

  • Enhances internal controls
  • Improves efficiency
  • Reduces fraud risks
  • Supports management decisions

Tax Audit Assistance

Ensuring compliance during tax audits.

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Our Assistance Includes

  • Preparation of audit data and reconciliations
  • Coordination with tax auditors
  • Responding to audit queries
  • Timely submission of reports

Why It Is Important

  • Prevents penalties and interest
  • Ensures accurate reporting
  • Minimises audit disputes

Special & Transaction Audits

Targeted audits for specific business needs.

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Types of Audits We Support

  • Forensic audits
  • Management audits
  • Transaction and deal-related audits
  • Compliance and risk reviews

Why It Is Important

  • Identifies irregularities and risks
  • Supports strategic decisions
  • Provides independent insights
  • Enhances transparency
Who Needs Due Diligence & Audit Assistance?
Our services are ideal for:
  • Startups and growing businesses
  • Investors and private equity firms
  • Buyers and sellers in M&A transactions
  • Companies preparing for funding or IPO
  • Businesses facing regulatory or tax audits
Our Approach
Structured and outcome-driven execution:
  • Understanding business objectives
  • Defining scope and timelines
  • Data collection and verification
  • Detailed review and analysis
  • Risk identification and reporting
  • Actionable recommendations
Why Choose WIN?
Trusted advisory with strong fundamentals:
  • Strong financial, tax & compliance expertise
  • Transaction-focused advisory approach
  • Clear and practical insights
  • Confidential and structured execution
  • Single point of coordination
Benefits of Working with WIN
Value-driven outcomes for your business:
  • Improved transparency
  • Reduced compliance risks
  • Informed business decisions
  • Stronger audit outcomes
  • Enhanced stakeholder confidence

FAQ

During investments, acquisitions, partnerships, or major restructuring.

Not legally mandatory, but highly recommended to reduce risk.

Yes, we coordinate and support throughout the audit process.

Yes, especially before fundraising or partnerships.